PRI Offers Compliance Resource to LPL Advisers

The Pension Resource Institute (PRI) is offering its retirement plan compliance resource, RetirementAdvantage, to LPL advisers at a 30% discounted price through LPL’s Vendor Affinity Program. RetirementAdvantage includes investment fiduciary and retirement plan consulting agreements for Employee Retirement Income Security Act (ERISA) 3(21) and 3(38) services, as well as Form ADV supplements for plan- and […]

ACA Compliance Group Introduces Additional Off-Site Surveillance Reviews

ACA Compliance Group is pleased to introduce six additional focused reviews as part of our off-site compliance support services. These reviews, which are provided by ACA’s dedicated team with specialized expertise in these areas, are designed to help CCOs with ongoing compliance monitoring in a broad range of risk areas. Our other off-site compliance support […]